Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristen RagusinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$14007-09-2020
Eric Hobin Jiles Robinson Antonio Sordillo Jason Whittier Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$37507-09-2020
William Coffey Mark Mayer Paul McArthur and Morgan Alex KellyKestra FinancialMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00009-04-2020
John Cleary Renee RossiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10806-04-2020
Andrew HahnWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$6207-10-2020
Kristen RagusinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$14007-09-2020
Eric Hobin Jiles Robinson Antonio Sordillo Jason Whittier Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$37507-09-2020
Dan DwyerFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$16011-02-2018
Gary Pace Joshua PaceFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$18010-26-2018
Sam HodgsonFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$65007-27-2018
Don BescherBB&T Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$38606-21-2018
Jeff Schottenstein Stuart WechslerFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,50001-05-2018
Danielle Ambrose Diane HirschornFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$70006-30-2017
Larry Rothenberg Shaun Van Vliet David FarberFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,30001-20-2017
Hank HollandFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-17-2017
Kevin BarnesFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$36008-26-2016
James Marchetti Caleb PorterFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$76503-18-2016
David DeckerPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Jimmy JR Blackburn Reed Potter JrRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$24110-11-2019
Craig Stiles Gregory Miller Nathan ClarkAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25609-13-2019
Peter BazirganAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$16808-30-2019
Peter BarzirganAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$16808-30-2019
Kevin B Collison Christopher Asher Scott McRoy Pat CothermanAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$67508-30-2019
Edward Walterhouse Ryan FarisAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$17508-09-2019
Stephen M Waite IIAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$11906-18-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.