Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lee Henderson, George Hutter, Megan Giardina, Christine Shea, Patrick KunglRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$37206-17-2019
Robert GuerraJ. Alden Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-03-2019
Christopher Morgan EckhardtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-02-2019
Ilan CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
James Maxwell MarkleyStephensMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Filipe Augusto De Barros GusmaoRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Terence Francis ByrneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$26306-29-2019
George B. GeorgiadesDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-28-2019
Michael Timothy WaldronWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Neil David RubinsteinRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-28-2019
James D. SandfortRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-28-2019
Jack E Wheeler Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Joseph Anton JermanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Taylor David BeardLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Victoria GreeneDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-28-2019
Joseph Anthony PerrettaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-28-2019
Anna GormanRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-28-2019
Ryan Edward BarcenaRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Ryan MolloyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Steven Cooper, Trey Hastings, Ronald Miller, and Oliver BeckJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$22006-19-2019
Dustin Ness, Chris Nuetzel, Keith Sweigert Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$30005-24-2019
Sandra Frampton LewandowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Christopher Maynard HillDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-21-2019
Clay Hardin JacksonDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
John Patrick PolingDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Next Page »

Showing 1 to 25 of 8,909 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.