Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alford, Claudia TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Zachary Imes ButlerKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-07-2020
Thomas Newton Pierce Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-04-2020
Shelley Renee ConeybeerThe Huntington Investment CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2020
Thomas Marion WalshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2020
William TaylorRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2020
Lewis James Brown IIIT. Rowe Price Advisory Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2020
Tamim WaliSpire Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2020
Daniel Jose RodriguezSnowden Capital Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-27-2020
Chunhua XinGlobalink Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2020
Daniel Christopher BakebergGWFS Equities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2020
Robert Andrew Van OstenbridgeGoss AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$25404-24-2020
Scott Vincent KramlingCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2020
George A. TaylorNorthern Trust Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2020
Rebecca Guadalupe VeraldiAltruist Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2020
William John DeMartinoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-23-2020
Charles John BradyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2020
Anthony Tango, Carmine TangoJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Bryanna Petricia SpirovskiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2020
Nathan David EberlyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2020
Rachel A. FitzpatrickMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-16-2020
Alejandro Jose Vazquez IIIJ.W. Cole Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2020
Andrew K McCallGoldman Sachs & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2020
Euching LinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2020
Franklin Cruz SantosU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2020
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Showing 1 to 25 of 13,051 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.