Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sylvia Denise Parker180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Harrison Reid FischerA.G.P. / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2019
Robert J PriolaA.G.P. / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2014
Christopher S AustinA.G.P. / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2013
Natalie Sofia MuellerAccrescent Capital Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2012
Armando AcevedoActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2011
Kurt Ludwig JostenActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$109-14-2009
Pablo Francisco SadaActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2009
Luis Fernando PadrunoActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2009
Mauricio RubioActinver Wealth Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2017
David Andrew AdkissonAdkisson Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2013
Harvey Ivan BloomAdvisory Group Equity Services Ltd.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2009
Daniel Jack GoldschmidtAegis Capital Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2015
Kai Chong ChengAFFINITY CAPITAL MANAGEMENT LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2015
Jaime Andres OrozcoAjax Capital LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2018
James E ZambranoAlamo CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2011
Jody Ethan ThompsonAlexander Capital, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2015
Sheryl A KendrickAllegheny Investments, Ltd.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2012
William August Slover Jr.Allen & Company of Florida, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-21-2012
Terry Lee TolbertAllen & Company of Florida, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$103-02-2012
Jack Cotton LeeAllen & Company of Florida, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
Shoug MaysonAllied Beacon Partners, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2012
Todd Alexander LemieuxAllied Beacon Partners, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2012
Scott Charles CarltonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
Craig C. EaglesonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2018
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Showing 1 to 25 of 8,904 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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