Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darren Norman Henke180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2017
Richard Wayne Buchan180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Sylvia Parker180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Delford Paul McCallister II3CM Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2020
Blaine PATRICK Werner44 Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2020
Cameron Wardell DickersonA&O AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Harrison Reid FischerA.G.P / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2019
Natalie Sofia MuellerAccrescent Capital Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2012
James David PickertACG Advisory Services IncMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2015
Mauricio RubioActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2016
Kurt Ludwig JostenActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2009
Luis Fernando PadrunoActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2009
David Andrew AdkissonAdkisson Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-31-2013
Alex ShahidiAdvanced Research Investment Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-14-2014
Matthew Christopher WoodwardAdvicePeriod, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2016
Sweta Venugopal VenugopalAdviso WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated05-12-2020
Inderjit Singh SamraAdvisory Services NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2016
Erika Lucretia McgrewAdvocacy Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2020
Rush Merrill JamesAdvocacy Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2018
Daniel Jack GoldschmidtAegis Capital Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2015
Jaime Andres OrozcoAjax Capital LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2018
Sheryl KendrickAllegheny Investments, Ltd.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2012
Terry TolbertAllen & Company of Florida, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$12105-01-2012
Leca Bradley HarrisAllstate Financial Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2015
John Edward PattersonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2019
Next Page »

Showing 1 to 25 of 7,926 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.