Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sylvia Parker180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Natalie Sofia MuellerAccrescent Capital Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2012
Mauricio RubioActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2016
Kurt Ludwig JostenActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2009
Luis Fernando PadrunoActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2009
David Andrew AdkissonAdkisson Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2013
William Cordell WitherspoonAdvocacy Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2018
Daniel Jack GoldschmidtAegis Capital Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2015
Jaime Andres OrozcoAjax Capital LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2018
Sheryl KendrickAllegheny Investments, Ltd.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2012
Terry TolbertAllen & Co. of FloridaMerrill Lynch, Pierce, Fenner & Smith Incorporated$12105-01-2012
William August Slover Jr.Allen & Company of Florida, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-21-2012
Terry Lee TolbertAllen & Company of Florida, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2012
Dana John LarsonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2019
Rene Hernandez Jr.Allstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-23-2019
Scott Charles CarltonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
Craig C. EaglesonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2018
Eric Orlando RiveraAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2017
Troy Kalani WeinbergAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-06-2016
Thomas Harris JonesAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1011-06-2015
Leca Bradley HarrisAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2015
Kevin T. KlippAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2014
Ronald A. GillilandAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2013
John Vincent KellyAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2013
Matthew John HoffmanAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2012
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Showing 1 to 25 of 5,452 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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