Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Blanca E. BlancoChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Peter Michael SteffensFBT Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-01-2009
James Andrews Mills Jr.First Financial Equity CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Peter Lawrence WagnerAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
John Atwood HardingCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Mark Andrew HoughtonCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Keith Edwards FordCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
James Erle LowryCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Andrew Jonathan BurwellCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-01-2009
Megan Elizabeth Dupre-KeatingCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Thomas Bruce KeeneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Merrill Leffler SchwartzMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-01-2009
Benjamin A SteinbergMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Susan MamisMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-01-2009
Armando J EspinozaMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Anthony John Bernardo Jr.Morgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-01-2009
David Wendell NewmanMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
David Rowan YoungMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
James Michael BilickiMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Charles PavlovMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Jerome Joseph PonzMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Arnold Paul ServaisMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-01-2009
Randall Allen YoungMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Leonard Allan SchneidermanMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Walter Roy BomgrenMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Next Page »

Showing 1 to 25 of 13,069 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.