Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alford, Claudia TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
A Mason RascherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-12-2012
Aaron Allan PottichenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2012
Aaron B. PimentelU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Aaron Charles ClemonsGoldman Sachs & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2018
Aaron Christopher FraserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Aaron D JacobyPlanMember Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Aaron D. KirkCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Aaron DashJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Aaron David MazerPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2010
Aaron David MazerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2009
Aaron J. VeldheerStrategies Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2020
Aaron Jordan FreedmanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
Aaron Joseph PawlakRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-14-2017
Aaron Joseph SiskRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Aaron L. HattenbachRapport Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2017
Aaron L. WestonTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2014
Aaron Lynn FosterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-21-2011
Aaron M WatkinsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2018
Aaron M. KlemmLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2017
Aaron M. SweereU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2019
Aaron M. TillingerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Aaron Mathew WassenaarOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2011
Aaron Mcmichael BriggsThe O.N. Equity Sales CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
Aaron Michael FinneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-16-2012
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Showing 1 to 25 of 13,063 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.