Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David DeckerPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Michael Henley Steve Macano Tracy B McGuirePurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
David Alford Claudia TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Anthony Tango Carmine TangoJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Jeremy SilvasRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2019
Daniel HonanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2015
Michael J SullivanStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2013
Joshua M BledsoeStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2013
Gordon Kellam Steven CereBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2013
Rick McDonaldViridian RIA, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2018
Kerina GrahamStratos Wealth Partners, LtdMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2014
Joseph E Opsahl Christopher A HatfieldTrue Private Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2013
Julie FoxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Christian ConroyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Gregory Chevrier Walter GrubbsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Elaine ElliottWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2015
Dante NeyraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2014
Mark J Grueninger Benjamin C SauerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2014
Nikesh Kadakia Jospeh Pastore Kirk SnyderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2013
James Brad Cross Brad VannelliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2012
Kelly CavesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2012
Dan RebmannUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2011
Lawrence McDonnell Frank McDonnellRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2018
Robert J BowmanSnowden Lane PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2014
Darren Graff Natalya MuravchikJPMorgan Chase & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2013
Next Page »

Showing 1 to 25 of 7,926 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.