Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Charles BambergCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-20-2019
Shardea AgesCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2019
Carlos Alberto MenicucciCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Mark Steven KaufmanCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2018
Clinton McHoulCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2017
Martin Brent UgaldeCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2016
Charles David WoldenbergCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$4612-01-2016
Claudia PorterCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2016
Robert Eugene YoungCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$3705-09-2016
Jacob Anthony KozmicCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$14904-05-2016
Eric Juin-Yip HonCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2015
Sanjay ShahCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2014
O'Neal McCall Jr.Cambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2013
Nicholas Patrick CallahanCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-05-2013
Andrea Lynne DukeCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2009
Troy Dean LennoxCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2009
Harold B. Gordy IIICambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2009
Brian R. ThomasCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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