Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roland Darryl BerryCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-15-2020
Ariel BaezCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2020
Eric Lee CantwellCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2020
Roy Edward MurrellCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2020
Willie B Wheat JrCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2020
Carolyn Olene HaanCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2020
Jacob Matthew PoindexterCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2020
Scout Lou Ann MitchellCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2019
Gerald Patrick DooleyCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
John Henry KanouseCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2019
Kaile Hart Berzins-CrowellCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2019
Omar H BarakatCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Sara A WoodsCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2019
Sze Wai KwokCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2019
Anne J ThompsonCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2019
Taylor Philip SalbergCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2019
Christie Ann GiovacchiniCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2019
Grace A OngCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2019
Matthew Todd GlinskyCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2019
Nicholas Tyler PocceschiCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Matthew John CarterCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2019
Shantel Vanestine BrittonCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2018
Abishek BabuCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2018
Troy E RileyCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2018
Christopher William KubaCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2018
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.