Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Domarina AwdowChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2012
Howard Lee Herring IIChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2012
Alma Catalina SternChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2012
Brian Orinthal ButlerChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2012
Richard Joseph ToenjesChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2012
William Edward Schroen IIIChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2012
Tod William MyerscoughChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2012
Timothy Hegeman HaabChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2012
Lee StennesChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2012
Todd Ryan EossoChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2012
Erik Christopher BarnettChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2012
Nelson Manuel GarciaChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50006-18-2012
Jason Michael FlanaganChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2012
Caleb Thomas QuickChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2012
Joseph Charles Sing PoChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2012
Scott Hayward MitchellChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2012
James Harding CraigChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2012
Kevin Tyler KuceraChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2012
Gavin George TaylorChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2012
Andrew Phillip FloranceChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2012
Auroon P ThapaChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25004-01-2012
Richard Anthony Urban Jr.Chase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2012
Mohammad Saudi RihanChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-30-2012
Amy Ellen LopezChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2012
Jeffrey Thomas TumminelloChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-01-2012
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Showing 1 to 25 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.