Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andy Paul BacaylanCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-25-2019
Michael S. RadcliffCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-27-2018
Kelly Ann BinkowskiCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2018
Jordan Douglas TraubCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2018
Robert Alan KarczCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-15-2017
Suzanne O. SchriberCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
Edward P. CaballeroCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2017
Christopher M. HoveyCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
Robert Scott MarksCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2016
Jason Anthony BunkerCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2013
Nicholas LoringCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2013
Nicholas Edward SternCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2012
Raymond Allen Yackel Jr.Commonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-01-2012
David Edward FedorCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-21-2010
Kevin Joseph QuiltyCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2010
Jeffrey David RockwellCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2009
Damian Paul PettaCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
Stacy Lynn Long, Paul Lansing MerrittCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2009
Janet Lee WilsonCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
David Eugene LewisCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009

Showing 1 to 20 of 20 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.