Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Willa Carr LandeEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-23-2009
John Francis DyerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-20-2009
Mark Masayoshi YoshidaEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-20-2009
Shawn W. PriceEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Mark Alan IsabelliEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2009
David Michael RetkowskiEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
Franklin L. BallardEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-30-2009
Luanne Dee NorthEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2009
Kevin Fritz KraemerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-03-2009
Einar Rinehold Andersen Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-24-2009
Jason T GuntherEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2009
Susan Stieg FullerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-28-2009
Donna Gwendolyn CollinsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2009
Monisha Maria BrandtEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2009
Glenn Frederick IsraelEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2009
Vester Mandiver Martin IIIEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-21-2009
Diane Elaine HuckabeeEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2009
Robert Paul Johnston Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2009
Richard Anderson PeelEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2010
Jess William EspositoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2010
Patrick Vanue LoveladyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2010
Dustin Thomas HarwellEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2011
Thomas Edward HardisonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-13-2011
Sarah Shirazi ReznickEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2011
Ashley Benton FellersEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2011
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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