Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne E KraljicINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$25004-19-2013
Arthur William TaylorINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-23-2010
Caroline MohanINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2016
Chadwick James MurrayINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2012
Charles Bruce StrumINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-21-2012
Edward Anthony PiotrowskiINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2015
Elisabeth Maria Sammer-KohlsINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2014
James Blair GoodbodyINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2012
James Matthew CrawfordINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Lucus Meline ScottINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2016
Moana TuckerINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2015
Robert Louis StanleyINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-15-2016
Rodolfo ValdesINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-21-2015
Taylor Kalyn SmeltINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2016
Thomas Paul Tulaney IIINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2014
Thomas ZubryckiINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2016
Tyler Ryan LiebermanINVEST Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2016

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.