Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abimael ZavalaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Alicia Cassar RiddleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Andre Tyrone GuntzelJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2016
Carrie Lee BrumbaughJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2018
Chadi M MajedJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2013
Daniel Adair MorrisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2016
Daniel CaraveoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2019
Dominick Frank Mattia Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2018
Donald A. VannessJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2015
Janet Bahara VanbuskirkJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2014
Jenette Lee O'Brien-MoenchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2018
Jorge R. CardenasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
Joshua R. DyerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-03-2018
Junaid Ahmad MirzaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2020
Keith Richard HuebnerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Kristen Marie BeckbissingerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2014
Lonnie Eugene DavisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2018
Phyllis BartolottaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2018
Raphael MackJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2016
Robert Lawrence GentryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2014
Robert W. CouchenourJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2018
Scott Gregory HouseJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2015
Tanner R WelchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2019
Thomas Allan Tourek Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2013
Wade M EngebretsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.