Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederic Houghton Phillips IIJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2020
Gary BegnaudJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2020
Amy Ruth BegnaudJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2020
Stephen Deryl BurlesonJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2020
Anthony Tango Carmine TangoJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Vito Anthony TangoJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-30-2020
Carmine A TangoJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Teresa Lynn SwimmJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Joseph Vincent Hosack JrJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2019
Brandon James MonahanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2019
Steven Cooper Trey Hastings Ronald Miller and Oliver BeckJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$22006-19-2019
Steven Elliot CooperJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$3506-19-2019
Granville Trey Ellis HastingsJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-19-2019
Ronald S MillerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Oliver D BeckJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Gregory RALPH PowellJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
Stephen MARK Gansler JRJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-03-2019
Katherine L BearJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
Colin P BurkeJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
Michael J JohnsonJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
Philip L FriedJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-28-2019
Robert Vernon MouroJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-28-2019
Michael HassellJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$14302-28-2019
Michael Walter HassellJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-28-2019
Kenneth Harlon Neal JrJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-22-2019
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.