Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
A Mason RascherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-12-2012
Aaron M. KlemmLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2017
Abria Jacquelyne JohnsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2015
Adam M. JonesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2016
Adam Van Voorhis PuffLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2009
Alan Edward BerkeleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2011
Alan Wesley BegyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-13-2009
Albert Duncan KaufmanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-24-2010
Albert H ChenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2015
Alex PapadopoulosLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-27-2014
Alexander ArangoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2015
Alexander Forrest LockerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2009
Alexander M. MediciLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2017
Alfredo QuesadaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2009
Amber Renee StreamLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-09-2012
Amir Ata BararLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2009
Amy Nuttall ZwaanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-14-2010
Amy Warren EdwardsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-06-2015
Andre Nicholas ListerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-02-2009
Andrew Bart SosnowitzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2009
Andrew Ramon CarroLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2009
Andrew Rowe SullivanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2009
Ann B. LattieLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2016
Ann Louise MacnaughtonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Anna KhaiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$109-27-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.