Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Forrest LockerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2009
Amir Ata BararLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2009
Amy Nuttall ZwaanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-14-2010
Anna KhaiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$109-27-2010
Barbara Jean HorvathLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-01-2011
Barbara Suzanne WagnerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-23-2019
Ben M M. MallingerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2010
Bernard C RingerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-24-2018
Blaine Stanfield DouglasLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2009
Blair A. FuchsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2009
Bradley L. FallonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-12-2014
Brian B. RussellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-15-2012
Bruce Bradford FickenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2012
Bryan Anthony DiazLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2018
Carroll HooksLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2015
Charla Sue RileyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Charles Henry Shreve IIILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1004-12-2018
Christopher James KempLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2016
Christopher Jon DavisLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-12-2010
Christopher Lee HarrisLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2019
Craig Alan ModdelmogLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-01-2009
Craig MacomberLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2011
Danny ZelayaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2017
David Matthew VigilLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2013
David William KozlikLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.