Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey S WeinerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-01-2009
Jeffrey Aaron KaufmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2009
Michael Alan KlineMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2009
Seth Neal DeitchmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1008-03-2009
William Anthony HensienMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2009
Thomas Zachary UrferMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2009
Elizabeth Ann PuterbaughMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-18-2009
Cathy S. ButlerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-18-2009
Richard Patrick MorrowMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2009
Albert Sebastian Toto IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2009
Cesar Augusto RamosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2009
James M JenkinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2009
Daniel Marcus HudsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2009
Debra Phylis StokesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-21-2010
Henry James DanzigMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-22-2010
Gregory Honaman Rutter, Jane Ann Shipe, Kelly V.E. TrachMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-12-2010
Richard SpostaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2010
David Scott LynnMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-25-2010
Peter Jeffrey CarrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-26-2010
David S. LynnMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$11503-10-2010
Lourdes Maria CaninoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20003-12-2010
Brandon OliverMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$9003-23-2010
Jeffrey L GalvinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-25-2010
Leif David OlsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-26-2010
John Charles Haas, Joseph Anthony SerraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2010
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Showing 1 to 25 of 848 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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