Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley James SurmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2009
Michael John GlosterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2010
Ryan Edmond WaselewskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-29-2010
Thomas Jeremiah MoherMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-30-2010
Mark Anthony RoccaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2011
Song Chol YunMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-02-2011
Thomas E. ViolMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-02-2011
Don Bradley Gill Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-06-2012
William Anthony LarosaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-06-2012
Julie M InnesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2012
Lois Ellen BennettMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2012
Marsha Ann KemppainenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-24-2012
Steven Richard BriggsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2012
Robert Steingold, Geoffrey OrbachMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$17706-15-2012
David VallieMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$16011-14-2012
Blake Mitchell BeebeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2013
Dana Lee KernMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2013
Joshua Michael LarsenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Peter R. Benington, Steven C. Benington, Steven R. CrossMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$24005-15-2013
Shanari WilliamsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2013
Patrick John AucklandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2014
Charles Joseph HarlanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-21-2014
Timothy Michael BriceMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-08-2014
Brian P. BriceMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-08-2014
Raymond E FortinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-08-2014
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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