Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Rocco MarcedaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2010
Heather Nicole Richelson-HopkinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50002-04-2010
Damien JacksonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-16-2010
Michael Andrew Noone Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-31-2010
Daniel Thomas BolandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-01-2010
Shawn Michael O'ConnellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2010
Bryan Vinson FowlkesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2010
Michael UryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2010
Barry Jacob GottliebMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25007-19-2010
Ellen Jane DonnellyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25007-29-2010
Edward A Mallaney Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2010
Philip Edward ClippingerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25009-02-2010
Michael Harold MrotzekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-03-2010
Amir AhmadMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2010
Eileen Kecskemety NagyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50010-15-2010
Robert J LesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50012-15-2010
Matthew C GlassMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-04-2011
Charles Slater, Bryan NunbergMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10102-07-2011
Joseph Fioravante DemarcoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-08-2011
Matthew Kevin McCarvilleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-21-2011
Ronald William Littlehale Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-13-2011
Alan Joseph TangretiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-07-2011
Nancy Carol BernsteinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-08-2011
Greg M RosenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50011-08-2011
Mary Katherine ElliottMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-10-2011
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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