Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Joseph TangretiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-07-2011
Albert Abraham FoxMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20003-20-2014
Amir AhmadMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2010
Andrew MazzoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2016
Anthony George MontagnaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2011
Anthony Robert CapriMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-11-2013
Anthony S LafonteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-12-2013
Ari R WishkoffMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2012
Barry Jacob GottliebMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2010
Brian Thomas TraceyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2014
Bryan Vinson FowlkesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2010
Charles Ira MalamutMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-28-2014
Christopher Joseph CvitanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2014
Christopher Michael ParmerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2013
Christopher TiffanyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2012
Cynthia EngliseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2014
Damien JacksonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-16-2010
Daniel Thomas BolandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-01-2010
Dante R. CambriaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2014
Diane Marguerite AlecciMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-28-2013
Donald John WitkowskiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Douglas ChinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-17-2012
Duy Hoang LeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-01-2014
Edward A. Mallaney Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2010
Edward CasperMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2012
Next Page »

Showing 1 to 25 of 122 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.