Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alicja Anna PlonskaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Andrea J. ChoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-09-2014
Anne Patrice GallagherMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2016
Benjamin John La MannaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2016
Christian Schurr LevanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2019
Craig L. RedcayMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2011
Dean N SadekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2010
Edward Richard Plachter Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-28-2011
Elvis Julian PhillipsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2017
Francis Anthony Ciocari IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2013
Gregory Honaman RutterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-12-2010
Herman Joseph DieckmannMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-29-2012
Jane Ann ShipeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-12-2010
Jason Harris KatzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2017
John Aaron GrodinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-09-2010
Joseph Andrew WebberMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2011
Joseph John SacconMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-14-2016
Justin WellenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Kathleen Frances FlahertyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2018
Kelly V.E. TrachMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-12-2010
Kenneth Andrew ScheerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-18-2011
Kevin Gerald DibiasoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-29-2011
Kirk John StensrudMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-03-2011
Mark Alan HuffmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2017
Michael Todd GordonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.