Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Ghashghai DarienOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2019
Whitney C RuggOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
John Howard Kay Jr.Oppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20011-30-2018
Jason E. HeltonOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2018
Kevin Lyle Daniel Jr.Oppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-11-2018
Michael CorcioneOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
William Bryant AkersOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2018
Cort BarrettOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2018
Spencer Jones GarrettOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2017
Eddy Joseph GutierrezOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$4709-29-2017
Joseph B GuerraOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2017
Rattan K DodejaOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2017
James Randall WhiteOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2017
William Guy HowardOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2017
Allen Duane O'BrianOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$3003-10-2017
Albert Michael MuradOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2907-29-2016
Jodean S. CooperOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1004-07-2016
Frank Stephen MasriOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2016
Dean Andrew BahniukOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-20-2015
Joseph FusaroOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2014
Hal R. HoeftOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-23-2014
Edgardo MartinezOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-01-2013
Priscilla Boggis-EbertOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2510-04-2013
Steven Richard BaadenOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-11-2013
Mary Lynn Van MoppesOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2012
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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