Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Ellis TaylorOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2020
Zachary Ellis TaylorOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2020
John Daniel TrautOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2020
John Paul PocceschiOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2019
Jonathan D'Alton ThibodeauxOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1711-15-2019
Colton Andrew RileyOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2019
Eric R. BartokOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-19-2019
Victoria Marie ZivicOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2019
Ronald EpsteinOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2019
Jeffrey Ghashghai DarienOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$105-03-2019
Liliane Kankindi Bwakira-RutayisireOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2019
Whitney C RuggOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
John Howard Kay Jr.Oppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20011-30-2018
Jason E. HeltonOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2018
Kevin Lyle Daniel Jr.Oppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-11-2018
Randy Ray BrayOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-05-2018
Michael CorcioneOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
William Bryant AkersOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2018
Cort BarrettOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2018
Deanna Marie RiccitelliOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2018
Michael Chester CaseyOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2018
Spencer Jones GarrettOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2017
John Howard SchietingerOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2017
Gerhard OlsenOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$12710-13-2017
Eddy Joseph GutierrezOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$4709-29-2017
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.