Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph SiskRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Alan Edward GoldsteinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$27210-27-2017
Alon HaimRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Arch F HoffmanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Carl Charles Martin IlgRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-28-2019
Cengiz Niyazi VolkanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-27-2017
Christian Theodore ReuterRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-17-2012
Clifton James KellyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-21-2019
Daniel Wilson JohnsonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-24-2018
David Charles ThompsonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2009
David PersinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25012-09-2016
Elizabeth Louise ZimmerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Erin Lindsey HamptonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2013
Gabriel AguirreRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2011
George Brian CastrillonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2017
Gordon MartinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2009
Helen L AbeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-03-2020
James Scott RobinsonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2012
Jeffrey Stuart RodvienRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-05-2020
Jennifer Anne MetcalfRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2018
John Randall PrinceRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2018
Jonathan Allan ResinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-20-2013
Keith Michael LoegeringRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-22-2018
Kerry A. FarleyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2019
Kimberly Anderson BeattyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-09-2016
Next Page »

Showing 1 to 25 of 52 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.