Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Arthur ClearRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25008-06-2020
Patrick David MaguireRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2020
Frank Malcolm Minor IIIRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$13604-30-2020
Francis Marshall TaylorRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-30-2020
Eric TaylorRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2020
William TaylorRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2020
Frank N DolceRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25010-24-2019
Brian Joseph CorcoranRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
David Benjamin HollenbergRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-02-2019
Marc Christopher McAllisterRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-28-2019
Michael Gee Andrea Savva Raymond LeeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$19007-12-2018
Michael Pair GeeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-12-2018
Eric Lawson WooRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Andrea SavvaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-12-2018
Raymond T LeeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Brian Arthur GeltzeilerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2017
Steven Culbert Mark SmithRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$14501-18-2017
Paul Alfred TropeaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2901-14-2010

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.