Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William R Easterling JrRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-23-2020
Tyler Joseph OrmondRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2020
James Michael ThorntonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2020
Brian Michael AhernRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2509-17-2020
Jeff T LesniewiczRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-17-2020
Danieh KasarRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2020
Andrew B NiklausRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2020
Jacob Ephim BrownRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2020
Benjamin Austin CarneyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2020
Samuel John SmithRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2020
Pearl ShaefferRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2020
Hugh Patrick McMichael JrRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2020
Alicia MartinezRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2020
Timothy John BellarsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2020
Claudia P BellarsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-18-2020
Brad Alan HarrisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-18-2020
Kellyn Terumi TanakaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2020
Axel John BellarsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2020
Nathan Lee ArlandRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2020
Neil Jude GoetzmanRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-28-2020
Jeffrey Alan NauRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2020
Rebecca Elizabeth ComstockRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2020
Alexander BreaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
Alyssa C CannuliRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Tressa Lynn SanchezRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.