Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michele McCallionUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Michele McCallionUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Jonathon C. LeibUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2019
Christopher Morgan EckhardtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-02-2019
Michael Andrew BatesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-24-2019
Joseph William Berkery Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-25-2019
Eric Michael TomskyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Joseph J RestainoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2019
Patrick Michael FordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2019
James Zachary WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2019
Adrienne J HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-01-2019
Beau HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
John E SearingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-15-2019
Thomas Robert DicksonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Sean MuncyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Jamie Schade, Mark HenestofelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-05-2018
James Donald SchadeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-05-2018
David Joseph BolandUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-01-2018
Linda Marie StandenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00008-31-2018
Daniel Jay WilskieUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2018
Stephen Anthony RabinowitzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2018
Steven T. SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-21-2018
Stephen W ZoghbyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2018
Amanda BagnoliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2018
Justin L. WeismanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2018
Next Page »

Showing 1 to 25 of 729 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.