Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel BeheshtiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2020
Seul Gee Lee-MitchellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2020
Ronald Eugene BrysonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Holly Marie GiacoboneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-17-2020
Gregory Michael CashUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Laura KilletteUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Robert Mitchell WickhamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Jessica S SchumacherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-17-2020
Ray Marshall Evans IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25001-17-2020
Lincoln Taylor SteelmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
John North MooreUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Emily M DannenhofferUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
James G MalatosUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2019
Matthew Joseph YoffredoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2019
Blair G. LappUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-21-2019
Angelo Vincent Esposito Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1010-18-2019
Daniel Francis EmersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2019
Scott Monroe EmersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2019
Robin Alexandra Lakey-WhiteUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
John Joseph D'AmicoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-29-2019
James Newlands PatrickUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
William Gabriel FanningUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Kyle N. PatrickUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Michele McCallionUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Amie Marie NeesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-09-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.