Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Allan SawrieUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2015
Daniel BeheshtiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2020
Dannette Marie TrivisonnoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2009
David Marcus WinchellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2010
James Frederick BinghamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-21-2011
Malinda Guest MaileUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2009
Maston Taylor ThorntonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-08-2009
Rolf MaileUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2009
Scott R ChamberlainUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-05-2009
Seul Gee Lee-MitchellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2020
Stephen Henry HazelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-09-2009

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.