Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Allen TruongWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2019
John Edward CerilliWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Dale William Von HoffmannWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$23706-16-2017
Sydney Lee PembertonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2017
Ross Sterling WolffWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2017
Edgardo Javier BruzzoneWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2017
William Patrick McKiernanWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2016
Branden BoschWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2016
Brenda H. PollardWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2016
Ronald Jacob DawsonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2016
Joshua R. LeblancWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2016
Robert D. MorganWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2016
Jason Nicholas AlvaradoWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2016
Peter DruschWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-26-2016
Melissa K. HendgesWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2016
Vernon Farley Jr.Waddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Christopher Ludvik SemrodWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2015
David Harry ElsterWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2015
Thomas O. KarnWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2015
Thomas Herrick SauerWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-25-2015
Edmund Coleman Craft IIIWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2015
Stephen Charles MinshullWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2015
Rosh K. MangalatWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2014
Kenneth Charles ZehnderWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2014
Heather Kristin RoentzWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-17-2014
Next Page »

Showing 1 to 25 of 69 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.