Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale Von HoffmannWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10406-16-2017
Dale William Von HoffmannWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$23706-16-2017
Jake DawsonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$14310-10-2016
Peter DruschWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-26-2016
Mary Opheim WeberWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-19-2014
Peter John SolteszWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2013
Lisa Anne DeanWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-15-2013
Bonham Edwin FreemanWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-27-2012
Gary Carl HundrupWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2012
John Francis MorrisWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2012
Todd Mitchell HarperWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-20-2012
Jeffrey Allen MeridethWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1006-05-2012
Robert Walter ReynoldsWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-29-2012
Andrew James AndersonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-10-2012
Gary Martin GebhardtWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-21-2012
Paul L. ZeisWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2011
Jerry Lee BarnettWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2010
Julius Reynard Moody IIWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-27-2009
Willard Irvin CatonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2009
Christopher S PulosWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2009
Bryan L. HendricksonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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