Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter Russell TrappMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Bradley Michael BeasleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
James Lovell Belew JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Adam J ConnollyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-18-2020
William A TrappMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Mark Thomas WilliamsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Aubrey E WilsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Brandon Tyler BrownMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Ralston Darnell TurnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Holley Sanders PierceWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2020
John Michael Hearne JrRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2020
Mark Kevin MantoothMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-17-2020
Raymond Bentley RutlandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-17-2020
Patrick Kevin ShieldsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-17-2020
Brian Edward PeacockMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Alexander Wolff PolsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Julie D AlleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Parker Bentley RutlandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Jason D WongGWFS Equities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2019
Theodore Harvey TurgeonProEquities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2019
Richard Alton Britt JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-02-2019
Laura Patricia BrittWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2019
Jesse W SaundersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-02-2019
Caroline Thompson CorsoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2019
Mark Covan ColeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.