Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Hugh RegisterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Lee Bigelow CrockerRFG Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2018
Ryan Christopher JonesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
John GreggWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$26809-21-2018
Michael Roland GreggWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$23409-21-2018
Kevin William SuttonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2018
Schuyler Allen Bradley Baker IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2018
Joseph Scott MarottaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-04-2017
Warren Craig KirbyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$4608-04-2017
George Collins Mcclintock Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2017
Harry A Shumaker IIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1304-21-2017
James Jordan Plaster Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-21-2017
Stanley Clark Scarvey Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2017
William Blake TrotterBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$112-15-2016
Rodney Marcus ScottINVESTMENT PROFESSIONALS, INC.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2016
Andrew Hartselle MearsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2016
Elton NormanFirst Command Financial Planning, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-23-2016
Lauren Saddler PearsonHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$106-17-2016
Jonathan BehrensUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-19-2016
Richard Clendinning MasonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2016
Daniel Anthony DifrusciaWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2016
Elizabeth Duren BarnettSagePoint Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2512-11-2015
Clay Penton CookBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2015
Charles Andrew LineberryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1011-19-2015
Christopher C CordleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
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Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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