Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Clendinning MasonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-23-2016
John Matthew BurnsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Neill Bickerstaff HatcherAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25007-20-2018
Harry A. Shumaker IIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$13004-21-2017
James Jordan Plaster Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25004-21-2017
Stanley C. Scarvey Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2017
Donna Suzanne CatesAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-18-2011
Scott Allison ChambersAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-27-2009
James Dudley SumpterAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-17-2009
Jack C BurnetteAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25003-13-2009
Demetrius Paul LiptrotAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2013
Joseph D DumontierBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-05-2019
Ryan Matthew ParksBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-05-2019
Adolph Weil IVBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25004-05-2019
Kristina A. PalangiBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
William Blake TrotterBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-15-2016
Mark Kelley MillerBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2014
Clay Penton CookBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2015
Daniel J Richardson Jr.Berthel, Fisher & Company Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25002-22-2013
Chadwick Blair ShullCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2013
Thomas Eugene SmithCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2009
Joshua Mcclelland SlocumClark Financial AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2014
Janet Lee WilsonCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-13-2009
David Eugene LewisCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Ryan Christopher JonesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
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Showing 1 to 25 of 141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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