Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin William SuttonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2018
Schuyler Allen Bradley Baker IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2018
Robert Eustace Schuler IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2015
David Ross SearcyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-01-2013
Daymeon A. FishbackMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2013
Henry J HagoodMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-16-2012
Stephen Starling ViseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-16-2012
Richard A ViseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2012
Don Gill, William LaRosaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$47001-11-2012
Michael Collins Yarbrough, Jonathan David Lee, Charles Thomas Lee, Samuel Bentley Tucker, George Malone LiddonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-18-2010
Sergio D'Oliveira, Francisco D'Oliveira, Leonardo Silva, Tod FrickMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$27906-18-2010
Sergio Roberto D'Oliveira, Tod Emery Frick, Leonardo Magalhaes Coutinho Silva, Francisco Dal Poz D'OliveiraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-04-2010
Amy Elisabeth BaughmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2010

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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