Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott William McQuistanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2020
Scott McQuistanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2020
Mark David YadronWashington Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2020
Nicholas SowaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2020
Kyle WeldonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2020
Tatyana Dmitry TrappUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2020
Junaid Ahmad MirzaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2020
Noel P. ThomasTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Jeremy R WallenUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2020
Jorge R. CardenasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
Jon Kevin WinninghamUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
Alexander BreaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
Alastair David StansfieldPremiere Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-26-2019
Nicholas Martin FisherSilverhawk Asset Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Scout Lou Ann MitchellCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2019
Mark-Christopher B. WeissEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2019
Alicia Cassar RiddleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Michael Alan LloydMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Daniel CaraveoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2019
James Paul StoesVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Rachel Lynn OwensUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2019
Brandon David PerlowPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2019
Joseph Anthony Meyer IVEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2019
Michelle Ann Graf GonzalezWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2019
William BeranUSA Financial Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
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Showing 1 to 25 of 387 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.