Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher FraserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Abimael ZavalaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Abtin ZarrabiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$19208-09-2013
Adam C. BeckBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Adam Fouad ZedanUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2009
Adrian IbarraUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-23-2014
Ajmal HakeemiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2017
Alejandro Burrola HernandezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-13-2011
Alex David RosenAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2016
Alexander F BarrettMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2013
Alicia Cassar RiddleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Ana Maria AlburquerqueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Andre Tyrone GuntzelJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2016
Andrea Alyce MontvilleVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2015
Andrew Bart SosnowitzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25009-02-2009
Andrew Colbert WilliamsonFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2013
Andrew Joseph JohnsonBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2018
Andrew Scott KovalcikFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2017
Antonio MagallanezPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Arvid James GrierUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2019
Auroon P ThapaChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25004-01-2012
Bernardo ValleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-27-2012
Betty Jean ConnorsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25003-13-2009
Brad Paul KnightMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2018
Bradley Raymond LundquistRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-13-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.