Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher FraserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Abimael ZavalaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Adam BeckBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Alex D RosenEquitable Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2016
Alex M ParsonsFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2020
Alexander BreaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
Ana Maria AlburquerqueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Andre GuntzelJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2016
Andrew Bart SosnowitzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-02-2009
Andrew Joseph JohnsonBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2018
Andrew Scott KovalcikFinancial Engines Advisors L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2017
Antonio MagallanezPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Austin Michael JohnsonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-12-2015
Bahadir SenelMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Benjamin Glenn DisbrowEquitable Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2020
Bradley P KnightMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2018
Bradley Raymond LundquistRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5203-13-2009
Brandon David PerlowPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2019
Brandon Joe MontoyaMontoya Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2016
Brandon L SlotnessEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2013
Brandon Marcus DanielsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2016
Bret StrongEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2016
Brian C Bolton IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2020
Brunai JohnsonBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2018
Cameron L DotyBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
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Showing 1 to 25 of 211 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.