Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond Alarcio OloteoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2020
Ashley Charles DaggsBoston Private WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Christopher R BerryBoston Private WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Ashley Charles DaggsBoston Private WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Christopher Randall BerryBoston Private WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Zachary Ellis TaylorOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2020
Ray O. DibartolomeoIroncrest Capital Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2020
Zachary Ellis TaylorOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2020
Ray Owen DibartolomeoIroncrest Capital Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2020
Brandon Alexander BellFidelity Personal and Workplace AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2020
Joanne Hong TranPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2020
Joanne Hong TranPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2020
Arnoldo SantiagoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-14-2020
Kenneth Patrick LombinoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-12-2020
Kenneth Patrick LombinoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2020
Cheryl N. LorenzoCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2020
Raphael F. AzizEpstein and White Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2020
Alicia MartinezRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2020
Chunhua XinGlobalink Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2020
Jelani Christopher MatthewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2020
Evan GoodrichEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2020
Vivian Kit Wai LoFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2020
Nicole M. HainesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2020
Kathy Pao-Fang ChangFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2020
Audrey Lynn SchmedesAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2020
Next Page »

Showing 1 to 25 of 2,030 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.