Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Huy Kim TranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2017
Alastair Cranston PattersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2019
Alexandra Papazian TelaroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-08-2013
Allison Elizabeth LintellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2011
Amir ArbabiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2010
Andrea AtanayMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-10-2012
Andres MarekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-08-2016
Andrew C WagesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-13-2011
Andrew J MartinoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2015
Andrew J. HardingMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Ani Varghese Varghese ThambiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2018
Anna ShteinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-20-2010
Annette CooMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-11-2012
Antonio Miguel BestardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2013
Ariya PejouheshMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-07-2019
Atif Zack ZahoorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2015
Aubrey Martin SharfmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-05-2015
Azita SalamMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2011
Barak RavivMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25007-11-2014
Benjamin Daniel HassettMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25012-19-2011
Benjamin Hagglund KeadyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2016
Benjamin John PoirierMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2014
Benson Lin Fong ChanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2010
Borami YoonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Brandon John HuntMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-02-2011
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Showing 1 to 25 of 270 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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