Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy James OwenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-05-2019
Charles Donovan AlfaroRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-26-2019
Gary Lawrence WardeinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Erin Kathryn BethgeRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Ariel BobroffRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Jon Thornton DaytonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-19-2019
Jana Adele KearnsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2018
Scott Allen HunterRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2017
Phillip Douglas MayRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2017
Michael Wayne Faircloth IIRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2017
Matthew Kirkham LattigRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1606-30-2017
Alana P ScottRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2017
Edward Harold MartinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2017
Suzanne Catherine LatourRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$3501-12-2017
Lawrence Richard Digioia Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-11-2016
William Thomas Toner Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2014
Michael Anthony PhillipRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-25-2014
Andrew Michael WaldbaumRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-10-2014
Joanne Marie AstleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2014
Nicholas AstleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2014
John Joseph ArnoldRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-04-2013
Michelle Rene MooreRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2013
Andrew James StoutRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-05-2012
John Croxton NiggRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2011
Arthur William Mcallister Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2009
Next Page »

Showing 1 to 25 of 26 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.