Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dianne M DelfinoNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-25-2020
Luke Michael Shawn ZulaufFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2020
Anthony Fred MorgilloGSB Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2020
John Cleary Renee RossiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10806-04-2020
Renee Michele RossiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2020
John Albert Cleary JrRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2020
Timothy Macnair CahillRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-03-2020
Martha L GibsonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-03-2020
Varyk KutnickRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
William Joseph Baxter IVBaxter Investment ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Kenneth Robert Russell JrGSB Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2020
Stacia Magdalene MorrisEquitable Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2020
Benjamin Zachary BarningSound Income Strategies, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
John Edward PattersonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2019
Jeff Cole Alison Masopust Chris MetcalfStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$49711-01-2019
Christopher Brent MetcalfStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-01-2019
Jeffrey Howard ColeStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-01-2019
Alison Vera MasopustStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2019
David Joseph MozeleskiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Susan Macdonald Davis ChatfieldRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Jordan SimonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2019
Pamela Emerson KiernanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
Marni Andrea HandelLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Mario Christopher FrattoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2019
Jacob Earle BetteridgeCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
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Showing 1 to 25 of 159 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.