Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colton Andrew RileyOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2019
Mario Christopher FrattoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2019
Jacob Earle BetteridgeCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
William C. MillerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$16003-22-2019
Jeffrey Ghashghai DarienOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2019
William C Miller Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-22-2019
Alexander Floyd OchseRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Joseph Patrick CurranBreachway Investments, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Joseph Ijong ChuRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-29-2018
Christopher Lawrence PhillipsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-29-2018
Corey James SeaquistMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2018
Laurie Gerard GonthierLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2018
Leo Michael Connors Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2018
Andrew F. AubreyJanney Montgomery ScottMerrill Lynch, Pierce, Fenner & Smith Incorporated$22002-14-2018
Andrew Fredrick AubreyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2018
Marty Carroll, Jennifer CarrollRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$16010-09-2017
Chris MacPherson, Evan Gilchrest, James PolinerJanney Montgomery ScottMerrill Lynch, Pierce, Fenner & Smith Incorporated$11808-31-2017
Christopher Ryan MacphersonJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-31-2017
Robert Evan HillMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-31-2017
James Matthew PolinerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2017
Evan Thomas GilchrestJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Michael G. RossleyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Martin Joseph CarrollRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2017
Jennifer Tyler CarrollRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2017
George Martin SeilerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-16-2017
Next Page »

Showing 1 to 25 of 113 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.