Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corey James SeaquistMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2018
Robert Evan HillMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-31-2017
George Martin SeilerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-16-2017
Michael Thomas LangloisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2017
Petr Andreas ThorsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-05-2017
Donald J. SelingerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-05-2017
Peter Latham FerdinandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
Sara ThorsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
James BilecaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$8611-16-2016
Nisha ChisenaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15810-21-2016
Philip Homer Peters IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2110-21-2016
Thomas Forma, Kevin NicholsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$30010-17-2014
Thomas David Forma, Kevin Michael NicholsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-17-2014
George Hinman GetzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-11-2014
Peter Anthony KrzyzekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2013
Lori JabaraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-01-2013
Dupree D. Johnson IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2012
Joseph James MatthewsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-27-2012
John Thomas D'AddonaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-28-2011
James S Hurley Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2011
Anthony Dominic Corona IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2011
Julia Anne Teresa Peloso-BarnesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-28-2011
Derek James AngusMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2010
William James Mills IVMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2010
James Flynn, Rance Hillier, Merritt ZahnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-19-2010
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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