Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Connie ShihAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2019
Daniel RonisChapin, DavisMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2019
Tomeka Lasha BrownCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2016
Dejan VujinovicCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2013
Andrew Eastwick LongmanCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2012
Elijah RawlsCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2020
Zachary Paul VillavicencioCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2020
Donald Jude ChudzikFolger Nolan Fleming Douglas IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2012
Patrick Joseph MurphyGoldman Sachs & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2012
Craig Brandon VassellHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017
Stephen Mark MersingerHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2013
Luis A AlfonsoHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2012
Ian Jason SeebachanHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2009
Samuel Alexander PostJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Engida SewnetJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2019
Raina Latrice BrownJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2019
Christopher R. ButlerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2010
Reginald N. Riley Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2011
Susan Tanner CummingsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2010
David Irl HuffmanM&T Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2015
Ian R. PatrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2012
Patrick Arthur HugeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Bryan Ashton ThomasMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2018
Daniel O OlorundaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-04-2015
Isandra R SalinasMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2014
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.