Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert KwiatkowskiFolger Nolan Fleming Douglas IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-06-2009
Mark Anthony BarrettRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-29-2009
Jonathan Edward BjoringPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2009
Susan Tanner CummingsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2010
Todd Gainor HallauerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2011
Duncan Keith MackayMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2011
Paul A. Pagnato, David W. KarpHightower AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,30008-01-2011
Charles S. HoltHightower AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$20003-23-2012
Patrick Joseph MurphyGoldman Sachs & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2012
Matthew Zaft, Connor McKinneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21908-01-2012
Matthew Robin Zaft, Connor S McKinneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2012
Michael A RomanoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2012
Mary Newman McEachernWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-12-2012
Sodyk Abduvalievich KhaitovMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2012
Patricia K. Van KirkUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2012
John Wilford FarinaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2012
Matthew Dow TeemsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-15-2013
Erick David MejiaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2013
Katie ClarkRBC Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-08-2014
Melanie FolstadRBC Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$11001-08-2014
Dean Andrew BahniukOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-20-2015
Daniel O OlorundaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-04-2015
Andrew R. KochRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2016
William Gustaf KerwinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2017
Stephen Matthew ThomsenStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2018
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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