Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Carson WallerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-27-2020
Edward Carson WallerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Steven David LehrerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2020
Jennifer Almeyda SotoCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2020
Jennifer Almeyda SotoCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2020
Kathleen Ann HarriganMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2020
Kathleen Ann HarriganMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2020
Thomas Antonio NerneyFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2020
Blase Sparma, Stephen Long Jr., Brad Ripplemeyer, Hampton BallardStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$93506-26-2020
Rose Marie ShorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2020
Blase Joseph SparmaStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-26-2020
Michael Stephen Long Jr.Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2020
Henry W BinsbacharLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2020
Peter Dunham SandquistMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2020
Deidre Nicole WilliamsFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2020
Matthew S GoldFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2020
Arlette PolNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2020
Joseph M BoscoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2020
Ronald Estuardo LoyoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Tim Mccall JenkinsKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-20-2020
Theodore Pantelis PeroulakisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-14-2020
Justin Seth GirardJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Michael Gerard BourgeoisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Robert Allan DanionJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Ruben Miguel RodriguezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.