Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Miguel PenaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-31-2015
Robert Lloyd GutnerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-23-2015
David Anthony LurchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2015
Donald Wayne WilberMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-26-2015
Wayne Charles BaileyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2015
John BeehnerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2015
David W. LewisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-31-2015
David William LewisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-31-2015
Peter David MannAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2015
Nicholas Ryan MercerUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2015
Robert Welles Brinckerhoff, Robert C. ScarboroughMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-13-2015
Philip R. SliveMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2015
Michael Thomas LucentiCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2015
James E. KileyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1002-09-2015
Zachary Cochran SobelMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2015
Thomas J FrankelEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2015
Cesar A. AlonsoCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2014
Michael Allen MarleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-24-2014
Douglas TwohillUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$24011-17-2014
Steven ScaliciUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10311-17-2014
Douglas Edward TwohillUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-17-2014
Samuel William SpanosRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2014
Steven Gerald ScaliciUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1011-17-2014
Mark LaFlammeUnited CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-04-2014
James P. ChippsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-23-2014
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Showing 226 to 250 of 493 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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