Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael John CichonBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-07-2018
Justin Nicholas SpinelloWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2018
Jaime Andres OrozcoAjax Capital LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2018
Jeffrey Scott KlatzkoNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-11-2018
Joshua Lee RegnaudMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2018
Martin David SpringerNext Financial Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-05-2018
Seann B. WootenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Michael James BockWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-20-2018
Chris ScottWilliams Wealth Management Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2018
Anthony M. CadieuxRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2018
Ricardo QuirosBolton Global CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated$22004-23-2018
Carlos A AmarisAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-20-2018
Scott D. SullivanRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$20004-05-2018
Scott David SullivanRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-05-2018
Antonio J. MackeyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2018
Kenneth P. Steinmetz, James C. JacksonJanney Montgomery ScottMerrill Lynch, Pierce, Fenner & Smith Incorporated$12802-22-2018
Kenneth Peter SteinmetzJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-22-2018
Shea Daniel JonesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2018
Garrett Wayne GaneyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2018
Steven Roy MuseEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2018
Scott Elmer MarshWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2018
Lisa Renee KulhaviLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5301-12-2018
John Stephen PiontekWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$4901-12-2018
Helena P GodfreyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Jason Ira WitrockWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2018
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Showing 51 to 75 of 493 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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