Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bendigo Paul AgnewUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2016
Christian FelixBolton Global CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated$12012-09-2016
Charles David WoldenbergCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$4612-01-2016
Brian Charles BuetelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25011-10-2016
Cameron C. BuetelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2016
Richard John SaneRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$27911-07-2016
Kristina Alyse OlsenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2016
Audeidra Elise JonesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-31-2016
Enrique GumucioMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2016
James J HughesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-15-2016
Elizabeth van Walleghem, Thomas ButlerDynasty Financial PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$55009-13-2016
Michael Frederick WalstromMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2016
Yehuda Zalman GrossMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2016
Scott S. NotowitzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$14409-01-2016
Anna Marie MorraRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2016
Lisa Michele HayesSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2016
Jovany J. NoyCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2016
Robert TannenbaumUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-22-2016
Frank CoussensAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$13208-19-2016
Frank Joseph CoussensAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00008-19-2016
Robert S WiseWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2016
Thomas MaysRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10508-07-2016
Thomas Dawson MaysRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$6308-05-2016
Pedro GomezBrickell Financial Group LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2016
David Andrew SavageSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2016
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Showing 126 to 150 of 493 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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