Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael PierceUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Adam C HouseTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-12-2014
Adam Michael HowardB&C Financial AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2016
Adam Russell KearneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-25-2010
Adelle Ramos TanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2016
Adriana DemianewJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-18-2019
Ahmed Y StephensNBC Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-03-2013
Alan Edward GorlickNext Financial Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-04-2011
Alan Ferreira Braga JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-29-2019
Alan JardelezaLyons Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-12-2019
Alan Keith SavittWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-06-2009
Alan William NagaseCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2016
Albert S Toto IiiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-30-2009
Alberto RafulsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2016
Alejandro Antonio Ayaviri CastilloUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-22-2017
Alejandro Enrique WabnikUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2013
Alejandro Jose Vazquez IIIJ.W. Cole Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2020
Alejandro Perez BustamanteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2013
Alenette Acuesta OpenaVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Alex Alberto AstudilloBolton Global CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2016
Alex AstudilloBolton Global CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated$17305-31-2016
Alex B FarrarFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2019
Alex Muscati IiiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20401-20-2012
Alex PerezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Alexander A RuizGenTrustMerrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2012
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Showing 1 to 25 of 790 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.