Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald Leroye AddyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-08-2020
Andrew Eric KellerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Phillip BattleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2020
Gary Crowe CaseyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-24-2020
Samuel H WesselschmidtMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2020
William Merrick SladeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2020
Alfredo Seirotti JrAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2020
Michael D EdmondsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2020
Anthony G GalloCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2020
Marcus Payne ClarkRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2020
Samuel Isaac HayesEquitable Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2020
Gina H SorrellsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2020
John Curtis Clausen JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2020
William John DemartinoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-23-2020
Staci Bagwell BennettLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2020
Jenna Joscelyn Burt-WeeksRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Erika Lucretia McgrewAdvocacy Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2020
Dylan Robert LantryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2020
James MalatosUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$13712-06-2019
James G MalatosUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2019
Christopher CJ Stanford Matthew DouglasRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$27010-23-2019
Tanner LowRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2019
Christopher J StanfordRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-23-2019
Matthew Chapman DouglasRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2510-23-2019
Angelo Vincent Esposito JrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1010-18-2019
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Showing 1 to 25 of 260 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.