Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kerry Dale Toporowski, Lee M. LenschAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2009
Nicholas Patrick CallahanCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-05-2013
Troy Dean LennoxCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2009
Harold B. Gordy IIICambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2009
Brian R. ThomasCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2009
Douglas Blake StocklanCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-05-2014
Edward Eric GrondahlCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2012
Kerry SkinnerLincoln Financial Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$2004-08-2019
Kerry D SkinnerLincoln Financial Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-08-2019
Kelley Maria GirardinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2017
Shane Michael HeftyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-31-2017
Wallace E. Almquist Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2015
Christopher Agnew, Gary Hewitt, Darrell HenricksenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$30007-27-2012
Stacey L Halyard, Jon Carl BancksMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2011
Jon Kenneth WychNations Financial Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-21-2012
Eric John PetersonNations Financial Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-10-2011
Terry Leland VanwinklePrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2009
Ryan Thomas HollenbachVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2014
Todd Michael EdwardsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-15-2015

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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